17 Aug 2021

Registered Compliance Officer

Ref 33906

A major financial services organisation is looking to recruit a Registered Compliance Officer to join their Compliance, Anti-Money Laundering and Financial Crime department.

The key objective of the Compliance team is to ensure that the Registered Person complies fully with all its legal and regulatory obligations relating to Financial Services, AML/CFT and Data protection. 

Primary focus will be on regulatory compliance assessing the conformity of Laws & Regulations together with internal code of conduct, policies and internal procedures with legal obligations and best practices applicable to the company.

The ideal candidate will have the following competencies:

  • Individual contributor competencies as defined in the Leadership Model 
  • 10 years’ relevant compliance experience
  • Experience in Private Banking/Wealth Management
  • Team Spirit & Collaboration
  • Innovation with Focus
  • Knowledge of legal regulatory and industry requirements

 

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