24 Jun 2024

Senior Compliance Officer

Ref 36669

Are you an experienced compliance professional? A law firm is seeking a Senior Compliance Officer to join their team.

Key responsibilities include: 

  • Delivering compliance training 
  • Acting as the point of contact for the Commission
  • Submitting regulatory notifications
  • Ensuring all compliance policies and procedures are kept up to date 
  • Acting as the MLCO/FCCO 
  • Ensuring business risk assessment is kept up to date 
  • Investigating any matters of concern
  • Preparing quarterly reports 
  • Acting as advisory for the firm 

For this role, you need 5 years or more experience and a relevant qualification. In addition, strong commercial awareness is required, along with an analytical approach and great attention to detail. If this sounds like a great opportunity, get in touch with one of our team to find out more!

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