27 Feb 2024

Head of Commercial Compliance- Associate Director

Ref 36699

Are you an experienced Compliance professional? A world-leading administration services company is seeking a Head of Commercial Compliance - Associate Director to join their team.

Key responsibilities include:

  • Managing and overseeing a team ensuring tasks are delegated appropriately and completed on time
  • Ensuring regular team meetings to ensure information is shared and to provide development opportunities for staff training
  • Acting as the Nominated Officer to the regulated entities
  • Providing support to the senior leadership team to ensure the Funds business complies with applicable laws, regulations, policies and procedures 
  • Developing strategies for the long-term development of the Commercial Compliance function
  • Acting as CCO MLCO and MLRO to administered entities 
  • Monitoring and controlling new business to comply with client acceptance policies 
  • Developing, implementing, and maintaining an administered entities' compliance monitoring programme
  • Providing compliance reports to the relevant client board

For this role, you must have a strong background in compliance, along with management experience. Good IT technical skills are also required, and a relevant professional qualification would be desirable. If this sounds like a great opportunity, get in touch with one of our team to find out more!

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