27 Mar 2024

Compliance Assistant

Ref 35960

Do you have experience working in a compliance environment, ideally in the investment industry? If so, we might have the perfect job for you! Our client is seeking a Compliance Assistant to support the Head of the team on a day-to-day basis. 


  • Assisting with conducting a Compliance Monitoring Program.
  • Assisting with risk/file reviews and arranging with client administrators the remediation of deficiencies.
  • Keeping the country's register up to date.
  • Regularly reviewing and maintaining the outsourcing and service provider matrices.
  • Preparing monthly reports to the Boards of Directors of the operation and progress of the Compliance Monitoring Program.

If you have a can-do attitude, high energy levels, very good attention to detail, and are willing to study or are already studying toward an ICA or equivalent qualification, then register with our team today for more details!


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