15 Jan 2021

Compliance Monitoring Officer

Ref 33334

A trust company is seeking a Compliance Monitoring Officer, to undertake the Compliance Monitoring Programme, thereby ensuring the business is protected against, financial crime, regulatory, reputational, and operational risk.

Essential duties;

  • Implement the CMP, ensuring no backlogs develop.
  • Ensure that findings are accurately logged and monitored to conclusion.
  • Based on findings, suggest actions required e.g. additional training, increased / reduced frequency of specific tests.
  • Escalate significant findings to the Money Laundering Compliance Officer.
  • Working with the business to strengthen its compliance culture by being approachable and clearly articulating requirements.

The successful candidate will have the following knowledge and experience:

  • In-depth, detailed knowledge of relevant laws, Regulations, Rules, Codes etc; and
  • Excellent technical knowledge of the Fiduciary Sector.
  • Strong report writing skills
  • Excellent organisational skills

The post-holder must have appropriate professional compliance qualifications or a number of years’ experience in a compliance and financial crime role.


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