30 Apr 2021

Compliance Administrator

Ref 33589

A provider of corporate trustee services is looking for a Compliance Administrator, to provide assistance to the Compliance Manager in developing and maintaining an effective compliance culture across the range of regulated services, to provide assistance to all staff, relating to compliance issues, providing information, guidance and support where appropriate. 

The role holder will also aid with the development, implementation, review, record keeping and reporting of the Compliance Monitoring Programme and Compliance registers and other compliance functions.

Applicants must have a minimum of 2 years’ experience in a regulated financial services environment, with some exposure in a Compliance role within the regulated financial services environment. They must also hold or be studying towards an appropriate professional Compliance qualification and a knowledge of the operational policies and procedures, particularly those covering Private Client Services business.

 

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