31 Jan 2023

Client Compliance Officer

Ref 35669

Do you have several years' experience in a regulatory compliance role? A global provider of fund management is seeking a Senior Client Compliance officer to undertake all the regulatory compliance activities act as the company representative client compliance officer for managed licensees.

Key Duties:

  • Compliance Monitoring 
  • Compliance Reporting 
  • Regulatory communications
  • Regulatory submissions
  • Communicate and support to team members on any issues arising

The successful individual will be required to manage their own workload as well as manage the Deputy Client Compliance Officer. If this role sounds interesting, then contact our team today to find out more! 

 

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