06 Oct 2021

Senior Compliance & Risk Management Officer

Ref 33844

A legal firm is seeking a Senior Compliance & Risk Management Officer to join their growing team to undertake the following daily duties:

  • Ensuring the business is fully regulatory compliant, both in its external obligations and in the implementation of its internal policies and procedures.
  • Ensuring any changes needed to policies and procedures are notified, drafted and implemented accordingly, with support as needed.
  • Liaising with all staff and assisting with any AML/CFT/Data Protection queries, including the circulation of any THEMIS sanction notifications
  • Maintaining the firm’s compliance monitoring programme and periodic review calendars
  • Assisting the MLRO with any SARs (although this is certainly not a day-to-day occurrence)
  • Filing the annual Financial Crime Risk Form

The desirable candidate will have previous experience gained within a Compliance/Risk Management role within either the legal or financial services sectors, hold an ICA Diploma or Certificate in Compliance (or a willingness to undertake relevant professional studies) and have a detailed knowledge of the Guernsey AML/CFT Regime.

 

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