01 Nov 2023

Senior Regulatory Executive

Ref 33996

Our client is looking for a Senior Regulatory Compliance Executive who will assist in ensuring regulatory and statutory compliance for the company, in particular investment services regulation, including participation in developing company policies, by identifying regulatory changes and initiating measures to accommodate them.

The successful candidate will support the compliance monitoring programmes and implement the internal controls using management presentations and communication on developments and challenges to the affected business areas.

The desired candidate will have:

  • A university degree in a related field
  • 5+ years' experience in regulatory compliance, audit, or risk function
  • The ability to manage multiple projects with tight deadlines
  • Excellent spoken and written English communication skills
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