Senior Officer - Regulatory Reporting

A leading wealth management group is seeking a Senior Officer to join their team on a temporary 12 month contract.

Key responsibilities

• Undertaking client file reviews 
• Evaluating client due diligence to confirm it meets current regulatory requirements
• Making recommendations 
• Liaising with colleagues in other teams 
• Ensuring all findings are recorded accurately
• Taking ownership of action points emerging from file reviews, ensuring they are resolved in a timely manner
• Carrying out onboarding tasks 
• Providing management information to the Project Manager 
• Bringing any concerns to Senior Managements attention

Ideally you will have previous experience in an administrative, file review, or client onboarding role. A relevant qualification would be preferred, but is not essential. Good IT skills, particularly in Word and Excel is required, along with an excellent approach to collaborative working, and good-problem solving skills. If this sounds interesting, contact one of our team to register!