22 Nov 2023

Senior Compliance Officer

Ref 36460

Are you an experienced Compliance professional? Can you problem solve and interpret data? A fiduciary company is seeking a Senior Compliance Officer to join their team to oversee the Compliance function.

Key responsibilities 

  • Managing a team of Compliance staff
  • Understanding regulatory requirements 
  • Reviewing and reporting the findings of compliance reviews
  • Ensuring all compliance registers are maintained and updated 
  • Updating compliance monitoring programmes
  • Ensuring client risk and periodic file reviews are undertaken
  • Maintaining department procedures and working to enhance them 
  • Developing and implementing a file review and compliance monitoring programme
  • Report preparation
  • Assisting/preparing submissions
  • Providing advice and guidance to colleagues 

For this role, you will need previous experience in Compliance, ideally in a management role. Good time management, and organisational skills, are required along with excellent attention to detail. Good MS, Word, and Excel skills are also required. If this sounds like a great opportunity, register today!

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