23 Jul 2020

Senior Compliance Manager

Ref 33105

A fiduciary services company is looking to recruit an individual with a strong background knowledge of Fund Administration Business to assist the Head of Risk & Compliance to identify, measure and assess risks and support the local management in taking ownership for managing and mitigating these risks. 

Main responsibilities:

  • Deputise for the Head of Risk and Compliance in their absence
  • Money Laundering Reporting Officer for the company and its client licensees
  • Money Laundering Compliance Officer for its client licensees
  • Manage and oversee the risk-based compliance monitoring programme to ensure there is an appropriate flow of management information to the Board.
  • Provide risk and compliance challenge and oversight at the Fund Commercial Committee and Risk Committee
  • Review and maintain the Risk and Compliance Policies and Procedures.
  • Draft compliance reports in a timely manner and attend scheduled Board meetings for the Board of licensees and Funds.
  • Ensure quarterly GFSC statistical information and annual IMF statistics are filed on time

The desirable candidate will have the following knowledge, skills and experience:

  • A strong knowledge of all relevant regulatory Laws, Regulations, Rules, Codes of Practice and anti-money laundering requirements.
  • A strong background knowledge of Fund Administration Business.
  • Good interpersonal skills.
  • Strong all-round communication skills.

 

 

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