31 Oct 2019

Junior Compliance Manager

Ref 32496

Our client is seeking a Junior Compliance Manager, to work within the Compliance Team to support and enhance the Compliance monitoring programme. 

The role holder will ensure the Company and its third-party Managed Fund entities has and maintains a comprehensive and effective system to monitor and report on matters relating to compliance, internal risk, regulation, legislation and control. They will also support the Compliance Officer, Deputy Compliance Officer, Senior Management and Operational staff by providing Compliance advice and guidance. 

The individual holding this role will have experience working within the fiduciary sector of the industry and will play a key part in providing guidance and support to the business with regards to ensuring compliance with the fiduciary regulatory.

The successful candidate will have the following skills:

  • Strong interpersonal skills and relationship management at all levels
  • The ability to deliver pragmatic solutions to Compliance related issues
  • Ability to assess business requests accurately and promptly
  • Experienced in relevant regulatory laws, regulations and guidance
  • Attention to detail
  • Planning and Control
  • Strong interpersonal skills and relationship management
  • Bachelor’s degree / Have or working towards Compliance qualifications for example the International Compliance Certificate or Diploma / AML or Certified AML Specialist
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