31 Jan 2023

Deputy Compliance Officer

Ref 35670

Are you able to communicate effectively and confidently in providing advice and guidance to staff and external clients? A new role has opened within this fund management business for a Deputy Client Compliance officer to report and deputise for the Compliance Officer.

The successful individual will be required to undertake all regulatory compliance activities and support the compliance administration team.

Responsibilities:

  • Compliance Monitoring
  • Compliance Reporting
  • Regulatory communications & submissions
  • Any Licensee changes with regulatory impact 

Ideally the candidate will have 3+ years' experience in a compliance role together with a relevant qualification, they will be organised and proactive! If this is you, register with us online today!

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