22 Nov 2021

Compliance Officer

Ref 34256

An International Wealth Management company is looking for a Compliance Officer to monitor compliance with procedures and produce regular reports on any findings.

They will also identify statutory and regulatory requirements from all relevant jurisdictions that apply to the Guernsey Entities and maintain records for reference purposes.

The ideal candidate will have:

  • An ICA Compliance Diploma.
  • An ICA Diploma in Anti Money Laundering or Financial Crime Prevention.
  • At least five years’ financial services compliance experience to include insurance and investments.
  • Extensive knowledge of Compliance and AML/CTF legislation, regulations and prevention measures. 
  • Extensive knowledge of the International Investment industry. 
  • Strong awareness and understanding of external environment affecting the industry generally and the Guernsey Entities in particular. 
  • MS Office experience.
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