16 Jun 2020

Compliance Officer

Ref 33059

A leading global wealth manager is looking for a Compliance Officer to join their team. The successful candidate will perform second line of defence monitoring and evaluation, liaising with Front teams and monitoring shortfalls through to conclusion. They will also effectively communicate all review findings to originating business area and management, as well as review overnight and ad hoc party “hits” for screening and surveillance against sanctions.

The ideal candidate will:

  • Have an education to degree level or equivalent or qualified through experience
  • Preferably completed the ICA International Certificate or Diploma in Anti-Money Laundering and/or Financial Crime Prevention and /or Governance, Risk, Compliance
  • Have knowledge of the GFSC Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing will be an advantage, but consideration will be given to knowledge and experience of internationally accepted AML laws, regulations, industry standards and practices
  • Show strong written, analytical, research and interpersonal skills with the ability to multi-task and successfully complete projects
  • Be an excellent problem-solver, being able to use good judgement. Efficient and focused on delivery and details
  • Be a committed, motivated and flexible individual who demonstrates a strong work ethic and are able to work autonomously
  • Be self-motivated, inventive, demonstrate good judgement and a willingness to “get into the details”
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