05 Nov 2019

Compliance Officer

Ref 32778

Our client is looking to recruit a Compliance Officer to perform internal reviews and identifying compliance issues that call for formal attention within the firm.

The successful candidate will have the responsibility to develop risk management strategies to avoid non-compliance and file compliance reports with regulatory bodies. Oversee client acceptance and ongoing review of CDD files, review of higher risk clients. 

The desirable candidate will have several years’ experience in a similar role, have excellent communication, have good IT skills, strong problem-solving and decision-making skills and have extensive knowledge of the Guernsey and Jersey regulatory environment, rules and regulations for Prescribed businesses.

 

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