26 Feb 2021

Compliance Administrator

Ref 33439

A global leader in corporate and fiduciary services, fund administration and capital markets are seeking a Compliance Administrator, to assist the Risk & Compliance team with the oversight of operational, regulatory and compliance risks of Guernsey’s existing business.

Main responsibilities

  • To carry out a role in support for the Managers:-
  • Local review of sanction, PEP and adverse media alerts, liaising with the Client teams and monitoring to resolution
  • Prepare the drafts of regular compliance reports for the Board of licensees and Funds.
  • Monitoring and logging reports of breaches, incidents, complaints and monetary errors and ensuring that the monitoring spreadsheets are up to date.
  • Maintenance of the PEP register
  • Assist with the organisation of Committee and Team meetings and monitor recommendations and actions
  • Assist the MLRO by providing information in order that quarterly and annual reports can be made by the MLRO to the Board
  • Update the sanctions review notifications log

Knowledge, skills and experience

  • Keen attention to detail and good communication skills.
  • Strong organisational skills
  • Computer literate with a good working knowledge of Excel and Word.
  • Excellent analytical, research and investigative skills.
  • Presentation and report writing skills.
  • To be in possession of or willing to study for an appropriate compliance or AML/CFT professional qualification.

 

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