Assistant Compliance Officer

Are you organised and able to work under pressure? Are you interested in a role in compliance ? Our client is seeking an Assistant Compliance Officer to join their team.

Responsibilities include:

• Undertaking compliance testing and accurately recording all results.
• Escalating any issues 
• Investigating irregularities and any potential non-compliance
• Preparing enhanced due diligence reports
• Keeping up to date with regulatory requirements and ensuring best practises are applied
• Contributing to the development and maintenance of robust and effective policies, procedures, and controls across the group
• Collating and delivering regulatory submissions

An ability to analyse and interpret information is important, along with excellent problem-solving skills. In addition, good communication skills and the ability to work independently is crucial.  If you feel you have the right qualities for this role, get in touch to register today!