25 Oct 2023

Assistant Compliance Officer

Ref 33831

Our client a leading provider of financial and taxation advice is seeking an Assistant Compliance Officer, to assist the Compliance Officer to ensure that legal, regulatory, and corporate governance standards are met. 

Key Responsibilities:

  • Being the first point of contact for Client Teams and Directors with any Compliance/AML queries or concerns and advise the Compliance Officer of any issues as they arise
  • Preparing draft correspondence as required
  • Completing World Checks, C6 and Google searches
  • Reviewing the GFSC, KYC360 and any other relevant websites for updates and relevant material
  • Assisting with reviewing, recommending, and implementing compliance training for all staff
  • Gathering information as requested by the Compliance Officer to assist with the preparation of the Compliance reports for the Board
  • Collating data for the completion of Thematic Reviews, GFSC annual returns, GFSC Financial Crime returns, collating P&Ps and other documents for external directors and Reliable Introducer Testing

The desirable candidate will have a minimum of 5 years’ experience in fiduciary services, have excellent interpersonal skills, be an analytical thinker and have a knowledge of all relevant regulations and rules as applicable. They will also already hold or be willing to study towards an ICA International Diploma


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