22 Jul 2021

Assistant Manager

Ref 33797

Our client is seeking an Assistant Manager to join their Compliance team to act as a prescribed person for the MLRO. 

The role holder will assist the Compliance Officer to ensure comprehensive Compliance arrangements are in place in accordance with the GFSC legislative framework and assist with the completion of the compliance monitoring programme.

The role holder will interpret and disseminate information about regulatory changes and adapt procedures, documents and compliance tools to accommodate these rule changes in relation to the business under the supervision of the Compliance Officer/Senior Compliance Manager. They will also manage certain key aspects of the relevant regulated persons’ relationships with the GFSC in liaison with the Head of Compliance Senior Manager/Compliance Officer. 

The ideal candidate for this role will have the following skills, experience and attributes: 

  • Good attention to detail
  • Ability to solve problems and act upon solutions to completion
  • Effective report writing skills
  • Sound knowledge of software packages, i.e. Microsoft Office.
  • Sound knowledge of relevant regulatory requirements and standards.
  • Minimum of five years of experience in a licensed business in Guernsey.
  • Proven experience in dealing with GFSC on Compliance issues within the regulated finance industry and a good knowledge of the applicable legislation and regulations
  • ICA Diploma or Equivalent (held or being studied towards)
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