A Banking Group is seeking a candidate, who is able to produce high quality work under demanding circumstances and preferably holds an AIC (regulation part) or similar qualification, with experience in a compliance environment (preferably trusts, funds and investments).

The roleholder will work with the Senior Compliance Officer.  Responsibilities will include the following areas:

• compliance monitoring including AML
• regulatory and group reporting requirements
• relationship development with client RMs and other staff
• compliance registers
• risk rating and KYC profiling
• investment activity monitoring etc.

Contact us for a detailed job description.

A prestigious financial services company is seeking an individual educated to degree level with relevant professional qualifications at Diploma level in compliance/banking/insurance/investment and experience in compliance management, typically in insurance, financial services or private banking.

The main areas of accountability are to:

• work with the Head of Compliance to support plans
• keep abreast of regulatory changes in multiple jurisdictions and monitor risk
• provide counsel on technical issues, marketing documentation etc.
• liaise with jurisdictional and regulatory authorities, professional institutions etc.

We have a detailed job description for this interesting role.

Our client, a financial services company, has a vacancy for a CDD Officer for a fixed term contract of approximately 6 months.  The role will entail reviewing CDD and EDD documentation for accounts deemed to be high risk ensuring all internal and regulatory requirements for CDD and EDD documentation are met.

This will suit applicants with 2-3 years’ experience in a similar role.  Good CDD and EDD experience is required with a very good understanding of regulatory procedures and the GFSC handbook.  Computer systems knowledge is required in Microsoft Excel, Word and Outlook.  Training will be given on in-house computer systems.

Our client is seeking someone with compliance experience, an ICA diploma or equivalent and a background in private fiduciary to act as Compliance Officer and Deputy MLRO to the company’s fiduciary licensees.

Duties will include:

• preparing reports to boards and committees
• undertaking compliance monitoring of regulatory requirements
• Advising, training and developing staff on regulatory requirements and how to avoid breaches.

Contact us for a full job description.

A well-established global insurance and financial products company is seeking a Risk Analyst reporting to its Head of Risk.

The role will involve:

• providing analysis of all existing and emerging risks
• providing advice, co-ordination and challenge to the business
• working with the existing risk team to analyse and problem-solve
• supporting the Solvency II implementation.

The successful candidate will ideally have a a good understanding of issues faced within insurance and a strong risk analyst background within insurance or financial services sector.  Experience of Solvency II would be beneficial.