A Banking Group is seeking a candidate, who is able to produce high quality work under demanding circumstances and preferably holds an AIC (regulation part) or similar qualification, with experience in a compliance environment (preferably trusts, funds and investments).

The roleholder will work with the Senior Compliance Officer.  Responsibilities will include the following areas:

• compliance monitoring including AML
• regulatory and group reporting requirements
• relationship development with client RMs and other staff
• compliance registers
• risk rating and KYC profiling
• investment activity monitoring etc.

Contact us for a detailed job description.

A prestigious financial services company is seeking an individual educated to degree level with relevant professional qualifications at Diploma level in compliance/banking/insurance/investment and experience in compliance management, typically in insurance, financial services or private banking.

The main areas of accountability are to:

• work with the Head of Compliance to support plans
• keep abreast of regulatory changes in multiple jurisdictions and monitor risk
• provide counsel on technical issues, marketing documentation etc.
• liaise with jurisdictional and regulatory authorities, professional institutions etc.

We have a detailed job description for this interesting role.

Our client, a financial services company, has a vacancy for a CDD Officer for a fixed term contract of approximately 6 months.  The role will entail reviewing CDD and EDD documentation for accounts deemed to be high risk ensuring all internal and regulatory requirements for CDD and EDD documentation are met.

This will suit applicants with 2-3 years’ experience in a similar role.  Good CDD and EDD experience is required with a very good understanding of regulatory procedures and the GFSC handbook.  Computer systems knowledge is required in Microsoft Excel, Word and Outlook.  Training will be given on in-house computer systems.

Our client is seeking someone with compliance experience, an ICA diploma or equivalent and a background in private fiduciary to act as Compliance Officer and Deputy MLRO to the company’s fiduciary licensees.

Duties will include:

• preparing reports to boards and committees
• undertaking compliance monitoring of regulatory requirements
• Advising, training and developing staff on regulatory requirements and how to avoid breaches.

Contact us for a full job description.

The successful candidate for this role within a prestigious financial services organisation will:

• assist with the take-on, restructuring and exit of funds
• be responsible for customer due diligence
• conduct initial review of revised fund documentation
• collate data and prepare internal documentation and checklists

Candidates should have experience in a relevant compliance or controls role and also in new business take-on in a fund administration or custodian trustee environment.

Contact us for further information.

A contract is offered from July to December 2012.