Job Information
17/02/12 | Ref 11808
Senior Compliance Manager – Central Team
Permanent | Full time | Senior Level
Compliance & Risk
The Guernsey compliance team which has this vacancy:-
- Fills the statutory roles of Compliance Officer and Money Laundering Reporting Officer to 5 businesses and to managed entities including a bank and Protection of Investors licensees
- Provides advice to those businesses on regulatory obligations
- Performs compliance monitoring to meet regulatory requirements and those of shareholders, boards and committees
- Provides internal controls on staff personal account dealing etc
- Undertakes investigations and provides reports to boards / committees
The new incumbent will:-• Operate and co-ordinate Guernsey’s central compliance functions (other than financial crime) so that the Compliance Officers appointed to specific businesses can focus on their responsibilities to those businesses. For example:
• develop the Compliance Monitoring Programme across the businesses so that compliance with regulatory obligations is monitored and breaches are identified, reported and corrected;
• develop and co-ordinate policies and procedures owned by the Guernsey compliance function to ensure that regulatory obligations are met;
In order to fill this role you will have:-
- Experience of a range of financial services businesses and regulatory requirements applicable to them
- ICA Diploma or other relevant qualification.